Date & Country of birth;
Nationality-Important to determine whether the customer is a Non Resident
Permanent Residential Address-PO Box or Bag addresses will not suffice
Verification of Customer identity and Address
2 forms of valid, government issued , photo ID
Permanent Address-The customers address must be reflected on the Proof of Address submitted, ie TTEC,WASA, CABLE,.
Employer’s name & contact #-By contacting the employer , all doubts as to the veracity of the job letter will be removed. It will be revealed whether the customer is actually employed by the company on the job letter.
Occupation/Nature of Business-For self employed persons, sole traders. Submit proof eg job letter, payslip.;
Occupational Income-Submit proof eg job letter, payslip.
If self employed-Please state what services or products are offered and provide proof;
Are you a Non Resident ?-Please provide foreign bank reference letter.
Beneficial Owner Information
The Name of the Beneficial Owner-The natural person(s) who ultimately owns or controls a customer and/or the natural person on whose behalf a transaction is being conducted. It also includes those persons who exercise ultimate effective control over a legal person or arrangement.” FATF
Politically Exposed Person (PEP)
Source of Wealth Declaration (only applies to PEPs and High risk Customers) .
Source of Wealth– refers to the origin of the customer’s entire body of wealth, ie their total assets- since they are PEPs , they are more susceptible to bribes and corruption
Source of Funds Declaration ( applies to all customers)
Source of funds refers to the activity that generated the funds and the location thereof to be used to finance the transaction eg salary payments in savings account at ACB.
Signature of Customer
For Compliance Review
UN 2253 List;
FATF Non-Cooperative Countries and Territories;
TT Consolidated List of Court Orders;
About the Author: Antoinette Sydney LLB LEC CAMLFC CFRMP, Bar No. SYA2015211, Attorney at Law. The author is the first Online Lawyer based in Trinidad and Tobago. SHE IS A LECTURER AT THE ARTHUR LOK JACK GLOBAL SCHOOL OF BUSINESS IN TRINIDAD. She has clients in Guyana, St Vincent, Barbados, the British Virgin Islands and North America. She specializes in Corporate Law and Anti-Money Laundering Compliance. She helps clients to start their Online Business Empire.
ANTOINETTE SYDNEY LAW OFFICE: MONTROSE MAIN ROAD CHAGUANAS, TRINIDAD AND TOBAGO
Call/Whatsapp to book an appointment 868 373-1166. Consultation fee is $300 TTD per hour.
I am a Certified Professional in the following areas:
Anti-Money Laundering and Financial Crimes;
Fraud Risk Management;
Anti-Money Laundering (AML) Training for staff, directors;
Anti-Money Laundering Audits;
Compliance Program drafting;
Consulting services and much more.
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Ebooks on Sale:
- How to Change the Business Name of a Sole Trader
- How to De-Register a Sole Trader Business
- How to Register a Partnership
- How to Change from a Sole Trader Business to a Limited Liability Company
- How to Register a Limited Liability Company
- How to Change the name of a Limited Liability Company
- How to Dissolve a Limited Liability Company
- How to Register an External Company
- How to prepare Annual Returns for an External Company
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